New York State Department of Public Service





- Matter Master: 11-01859/11-W-0472
Matter Number: 11-01859 Case Number: 11-W-0472
Industry Affected: Water Company/Organization:
Aqua New York, Inc.
Matter Type: Petition Matter Subtype: Securities Issuance
Expand Related Matter/Case No: 15-W-0436

Document Type: Document Classification Help
Sr.No.Date Filed Document Type Document Title Filing On Behalf Of Filing No. File Name  File Size
15/31/2017 DoctypeReports DocTitleRPCRC Report 2016 FilingCompanyNew York American Water Company, Inc. - Sea Cliff74 DocNameNYAW fka Sea Cliff RAC-PTR Filing_RYE 3.31.17.pdf DocSize157.59 KB
26/1/2016 DoctypeReports DocTitleAnnual Reconciliation Filing FilingCompanyAquarion Water Company of Sea Cliff, Inc.73 DocName0491_001.pdf DocSize3.36 MB
310/30/2015 DoctypeReports DocTitleNYAW fka Sea Cliff RPT Compliance Filing to Secretary Burgess FilingCompanyAquarion Water Company of Sea Cliff, Inc.72 DocNameNYAW fka Sea Cliff RPT Compliance Filing to Secretary Burgess.pdf DocSize96.81 KB
410/21/2015 DoctypeOrders DocTitleOrder Authorizing Deferral and Use of Funds FilingCompanyPublic Service Commission71 DocName463_15w0436 final.pdf DocSize26.27 KB
59/14/2015 DoctypePetitions DocTitleSea Cliff RPT Waiver Request FilingCompanyNew York American Water Company, Inc.70 DocNameSea Cliff RPT Waiver Request.pdf DocSize40.44 KB
68/27/2015 DoctypeTariff DocTitleCASE 11-W_0472 - Compliance filing pursuant to Commission Order issued April 20, 2012 - RRC2. FilingCompanyNew York American Water Company, Inc.69
77/2/2015 DoctypeReports DocTitleNYAW fka Sea Cliff_3-31-2015 ESM filing FilingCompanyNew York American Water Company, Inc.68 DocNameNYAW fka Sea Cliff_3-31-2015 ESM filing.pdf DocSize131.55 KB
87/2/2015 DoctypeReports DocTitleNYAW fka NYWS_3-31-2015 ESM filing FilingCompanyNew York American Water Company, Inc.68 DocNameNYAW fka NYWS_3-31-2015 ESM filing.pdf DocSize121.97 KB
97/2/2015 DoctypeReports DocTitleNYAW fka Aqua NY_3-31-2015 ESM filing FilingCompanyNew York American Water Company, Inc.68 DocNameNYAW fka Aqua NY_3-31-2015 ESM filing.pdf DocSize172.09 KB
106/1/2015 DoctypeReports DocTitleRPCRC Mechanism Reconciliation Filing RYE 3.31.15 FilingCompanyNew York American Water Company, Inc. - Sea Cliff67 DocNameRPCRC Mechanism Reconciliation Filing RYE 3.31.15.pdf DocSize105.58 KB
117/28/2014 DoctypeTariff DocTitleRPCRC FilingCompanyNew York American Water Company, Inc.66
127/28/2014 DoctypeTariff DocTitleRRC2 Statement  FilingCompanyNew York American Water Company, Inc.65
137/11/2014 DoctypeReports DocTitleUpdate Letter to Secretary Burgess 07.11.2014 Sea Cliff District FilingCompanyNew York American Water Company, Inc.64 DocNameUpdate Letter to Secretary Burgess 07.11.2014 Sea Cliff District.pdf DocSize122.96 KB
147/9/2014 DoctypeCorrespondence DocTitleFormer New York Water Service Earnings Calculation  FilingCompanyNew York American Water Company, Inc.63 DocNameCase 11-W-0472_NYWS District EARNINGS SHARING RYE 3.31.14.pdf DocSize118.71 KB
157/9/2014 DoctypeCorrespondence DocTitleFormer Aqua NY of Sea Cliff, Inc. Earnings Calculation FilingCompanyNew York American Water Company, Inc.63 DocNameFormer Aqua NY of Sea Cliff, Inc. Earnings Calculation.pdf DocSize116.25 KB
167/2/2014 DoctypeMotions DocTitleRequest for exception from disclosure FilingCompanyAquarion Water Company of Sea Cliff, Inc., New York American Water Company, Inc. f/k/a Long Island Water Corporation, New York American Water Company, Inc. f/k/a New York Water Service Corporation62 DocNameNYAW Confidentiality Request_Tax and Financial Practices.pdf DocSize43.53 KB
177/2/2014 DoctypeMotions DocTitleNYAW Confidentiality Request_Tax and Financial Practices FilingCompanyNew York American Water Company, Inc.61 DocNameNYAW Confidentiality Request_Tax and Financial Practices.pdf DocSize43.53 KB
185/29/2014 DoctypeReports DocTitleNYAW fka Sea Cliff RPCRC Mechanism Reconciliation Filing RYE  FilingCompanyNew York American Water Company, Inc.60 DocNameCase 11-W-0472_NYAW fka Sea Cliff RPCRC Mechanism Reconciliation Filing RYE 3.31.14.pdf DocSize129.33 KB
197/31/2013 DoctypeTariff DocTitleRPCRC Effective 8/1/13 FilingCompanyNew York American Water Company, Inc.59
207/11/2013 DoctypeCorrespondence DocTitleUpdate letter regarding Revenue and Property Tax Reconciliation Mechanism for the Rate Year ended March 31, 2013. FilingCompanyNew York American Water Company, Inc.58 DocName~4686224.pdf DocSize135.33 KB
217/8/2013 DoctypeCorrespondence DocTitleRevised Schedules concerning the reconciliation of the Revenue and Property Tax Reconciliation Mechanism for the Sea Cliff District FilingCompanyNew York American Water Company, Inc.57 DocNameUpdate Letter to Acting Secretary Cohen 07.08.2013.pdf DocSize133.5 KB
226/28/2013 DoctypeReports DocTitleEarnings Calculation former Sea Cliff FilingCompanyNew York American Water Company, Inc.56 DocNameFormer Sea Cliff ESM RYE 3.31.13.pdf DocSize194.17 KB
236/28/2013 DoctypeReports DocTitleEarnings Calculation former Aqua New York FilingCompanyNew York American Water Company, Inc.56 DocNameFormer Aqua NY (upstate) ESM RYE 3.31.13.pdf DocSize231.28 KB
245/31/2013 DoctypeReports DocTitleRevenue and Property Tax Reconciliation Mechanism RYE March 31 2013 FilingCompanyNew York American Water Company, Inc.55 DocNameNYAW.pdf DocSize64.08 KB
255/1/2013 DoctypePlans and Proposals DocTitleNYAW 5-Year Capital Expenditure Plan FilingCompanyNew York American Water Company, Inc.54 DocName2013.05.01_NYAW 5-Year Capital Expenditure Plan.pdf DocSize50.5 KB
265/1/2013 DoctypePlans and Proposals DocTitleAttachment A FilingCompanyNew York American Water Company, Inc.54 DocNameAttachment A_2013 thru 2017 BP NYAW.pdf DocSize27.49 KB
278/15/2012 DoctypeCorrespondence DocTitleSubmission of Journal Entries FilingCompanyAqua New York, Inc.53 DocNameCase 11-W-0472_Filing of Journal Entries.pdf DocSize1.38 MB
287/12/2012 DoctypeRulings DocTitleAmerican Water Works Corporation, Ruling on Extension FilingCompanyPublic Service Commission52 DocName11-W-0472 and 12-W-0217 Extension.pdf DocSize31.09 KB
297/2/2012 DoctypeRulings DocTitleAqua Utilities, Inc., Aqua New York, Inc. and American Water Works Company, Inc., Ruling on Extension Request FilingCompanyPublic Service Commission51 DocName11w0472 Extension letter.pdf DocSize37.49 KB
307/2/2012 DoctypeCorrespondence DocTitleAWW submits its requests an extension of the time to file until 8/15/12. FilingCompanyAmerican Water Works Company, Inc.50 DocName11-W-0472 2012.07.02_Request for Extension of Time to File Journal Entries.pdf DocSize42.52 KB
316/22/2012 DoctypeCorrespondence DocTitleLIAW request for 30 day extension of time to file their 10-Year Strategic Plans to August 1, 2012 FilingCompanyLong Island Water Corporation d/b/a Long Island American Water49 DocName2012.06.22_Request for Extension to file plan.pdf DocSize35.12 KB
326/19/2012 DoctypeMotions DocTitleMotion for Extension of Time to File Affiliate Agreements FilingCompanyAqua New York, Inc.48 DocName~7937573.pdf DocSize1.2 MB
336/12/2012 DoctypeCorrespondence DocTitleAqua New York submits Proof of Publication. FilingCompanyAqua New York, Inc.47 DocName2012.06.12_Proof of Publication_Case 11-W-0472.pdf DocSize6.42 MB
344/26/2012 DoctypeTariff DocTitleNY Water Svc Tariff Leaf 82 Rev 11 FilingCompanyNew York Water Service Corporation46
354/25/2012 DoctypeTariff DocTitleNY Water Svc Revised Tariff Leaf FilingCompanyNew York Water Service Corporation45
364/25/2012 DoctypeTariff DocTitleAquarion Revised Tariff Leaf FilingCompanyAquarion Water Company of Sea Cliff, Inc.44
374/25/2012 DoctypeTariff DocTitleAqua NY Revised Tariff Leaf FilingCompanyAqua New York, Inc.43
384/20/2012 DoctypeOrders DocTitleAqua Utilities, Inc., Aqua New York, Inc. and American Water Works, Order Approving Stock Acquisition FilingCompanyPublic Service Commission42 DocName401_11w0472 Order Final.pdf DocSize1.37 MB
394/19/2012 DoctypePress Releases DocTitlePress Release - American Water Works Acquisition Approved FilingCompanyPublic Service Commission41 DocNamepr12032.pdf DocSize20.86 KB
404/9/2012 DoctypeRulings DocTitleAqua Utilities, Inc., Aqua New York, Inc. and American Water Works Company, Inc., Ruling on Motion to Compel FilingCompanyPublic Service Commission40 DocName11W0472 Ruling.pdf DocSize30.38 KB
414/3/2012 DoctypeCorrespondence DocTitleEMail Body.pdf FilingCompanyPublic Service Commission38 DocNameEMail Body.pdf DocSize4.55 KB
424/3/2012 DoctypeMotions DocTitleAmerican Water's Response to Willows Motion FilingCompanyAmerican Water Works Company, Inc.37 DocNameMotion to Compel -- AWW Response 4-3-12.pdf DocSize32.75 KB
433/28/2012 DoctypeAttachment DocTitleOrg Chart FilingCompanyPublic Service Commission36 DocName0725_001.pdf DocSize18.24 KB
443/28/2012 DoctypeCorrespondence DocTitleEmailed correspondence from William M. Varley, President, LIAW, with org chart FilingCompanyPublic Service Commission36 DocNameEMail Body.pdf DocSize6.96 KB
452/24/2012 DoctypeComments DocTitleSenator Charles Fuschillo, Jr. and Assemblyman David McDonough submit their comments on behalf of their constituents. FilingCompanyNew York State Legislature35 DocSize49.85 KB
462/23/2012 DoctypeComments DocTitleNassau County Legislator Dave Denenberg submits his comments on behalf of his constituents. FilingCompanyNassau County Legislature34 DocNameDeneberg Letter Opposing American Waters Acquisition of Aqua.pdf DocSize62.18 KB
472/23/2012 DoctypeCorrespondence DocTitleThe WHA submits its statement in opposition. FilingCompanyWillows Homeowners Association, Inc33 DocNameStatement in Opposition.pdf DocSize85.63 KB
482/23/2012 DoctypeJoint Proposals and Stipulations DocTitleAWW submits its statment in support of the Joint Proposal FilingCompanyAmerican Water Works Company, Inc.32 DocNameCase 11-W-0472 - American Water Statement in Support of JP 2-22-12 FINAL FILING COPY.pdf DocSize84.26 KB
492/22/2012 DoctypeJoint Proposals and Stipulations DocTitleAqua Utilities submits its statement in support of the Joint Proposal. FilingCompanyAqua Utilities, Inc.31 DocNameAqua_statement_in_support_of_acquisition_JP.pdf DocSize69.51 KB
502/22/2012 DoctypeJoint Proposals and Stipulations DocTitleThe NYS DOS UIU submits its statement in support of the Joint Proposal. FilingCompanyNew York State Department of State30 DocNameUIU SIS (02-22-12).pdf DocSize74.53 KB
512/22/2012 DoctypeJoint Proposals and Stipulations DocTitleStaff Statement in Support FilingCompanyNew York State Department of Public Service29 DocName11-W-0472 Staff Statement in Support.pdf DocSize929.72 KB
522/22/2012 DoctypeJoint Proposals and Stipulations DocTitleDPS Staff submits its Statement in Support of the Joint Proposal. - Cover letter FilingCompanyNew York State Department of Public Service29 DocName11-W-0472 Staff Statement in Support Cover.pdf DocSize27.78 KB
532/22/2012 DoctypeComments DocTitleNYS Senator Charles J. Fuschillo, Jr and NYS Assemblyman David G. McDonough submit their comments on behalf of their constituents. FilingCompanyNew York State Legislature28 DocNameSen. Fuschillo-Aqua Sale Proposal Comments.pdf DocSize388.1 KB
542/22/2012 DoctypeRulings DocTitleAqua Utilities, Inc., Aqua New York, Inc. and Amarican Water Works Company, Inc., Procedural Ruling FilingCompanyPublic Service Commission27 DocName11w0472 Ruling.pdf DocSize26.12 KB
552/21/2012 DoctypeComments DocTitleEast Bay Civic Association submits its comments. FilingCompanyEast Bay Civic Association26 DocSize46.91 KB
562/15/2012 DoctypeComments DocTitleThe Town of Somers submits its letter of objection to the petition. FilingCompanyTown of Somers25 DocNameWillow Water 2.15.2012.pdf DocSize266.08 KB
572/15/2012 DoctypeRulings DocTitleRuling concerning Joint Proposal FilingCompanyPublic Service Commission24 DocNameEMail Body.pdf DocSize4.2 KB
582/15/2012 DoctypeNotices DocTitleAqua New York, Inc. and American Water Works, Notice Inviting Comments on Joint Proposal for Proposed Acquisition of Aqua New York, Inc., by American Water Works Company, Inc. FilingCompanyPublic Service Commission23 DocName11w0472_Notice.pdf DocSize47.63 KB
592/14/2012 DoctypePetitions DocTitleJoint Petitioners submit Joint Proposal FilingCompanyAmerican Water Works Company, Inc., Aqua New York, Inc., Aqua Utilities, Inc.22 DocNameCase 11-W-0472 Joint Petition 2-13-12.pdf DocSize912.86 KB
602/10/2012 DoctypeComments DocTitleAqua New York submits its letter in opposition to the Willows motion to consolidate. FilingCompanyAqua New York, Inc.21 DocNameaqua_ny_response_to_motion_to_consolidate v2.pdf DocSize31.51 KB
612/10/2012 DoctypeComments DocTitleDPS Staff submits its statement in opposition of the motion to consolidate. FilingCompanyNew York State Department of Public Service20 DocNameCase 11-W-0472 Opposition to Motion.pdf DocSize17.66 KB
622/9/2012 DoctypeCorrespondence DocTitleAWW submits its opposition to the WHA motion to consolidate. FilingCompanyAmerican Water Works Company, Inc.19 DocNameCase 11-W-0472 Response to Willows Motion to Consolidate 2-9-12.pdf DocSize29.41 KB
632/8/2012 DoctypeMotions DocTitleThe WHA submits its motion to consolidate. FilingCompanyWillows Homeowners Association, Inc18 DocNameMotion to Consolidate.pdf DocSize58.99 KB
642/3/2012 DoctypeCorrespondence DocTitleAqua New York submits its response to the motion to compel. FilingCompanyAqua New York, Inc.17 DocNameresponse_to_motion_to_compel.pdf DocSize58.45 KB
652/2/2012 DoctypeCorrespondence DocTitleResponse of American Water Works Company, Inc. to the Willows' Motion to Compel FilingCompanyAmerican Water Works Company, Inc.15 DocNameCase 11-W-0472 AWW response to motion to compel 2-1-12 (1).pdf DocSize21.25 KB
662/2/2012 DoctypeNotices DocTitleAmerican Water Works Company, Inc., Notice Inviting Comments on Proposed Acquisition of Aqua New York, Inc. FilingCompanyPublic Service Commission14 DocName11W0472_Notice.pdf DocSize26.22 KB
671/31/2012 DoctypeMotions DocTitleMotion to Compel Responses to Discovery Requests from the Willows Homeowners Association, Inc. FilingCompanyWillows Homeowners Association, Inc16 DocNameMotion to Compel Final Corrected.pdf DocSize62.41 KB
681/17/2012 DoctypeRulings DocTitleALJ Epstein submits his Letter Ruling regarding the the suspension of the LIAW proceedings. FilingCompanyNew York State Department of Public Service12 DocNameEMail Body.pdf DocSize44.62 KB
691/17/2012 DoctypeCorrespondence DocTitleResponse to ruling temporarily suspending proceedings FilingCompanyAmerican Water Works Company, Inc.11 DocNameAm Water Case 11-W-0472 Letter to ALJ Epstein 1-16-12 Final.docx DocSize31.79 KB
701/12/2012 DoctypeComments DocTitleWASNC comments and request to postpone any and all proceedings. FilingCompanyWater Authority of Southeastern Nassau County10 DocNameLetter to PSC 1-11-12.pdf DocSize47.09 KB
711/5/2012 DoctypeCorrespondence DocTitleNotice of impending settlement discussions in the case to examine American Water Works Company's acquisition of Aqua New York and its subsidiaries New York Water Service Corporation and Aqua New York of Sea Cliff. FilingCompanyAmerican Water Works Company, Inc.9 DocNameNotice of Impending Settlement.pdf DocSize43.48 KB
7212/9/2011 DoctypeExhibits DocTitleExhibit 1 FilingCompanyWillows Homeowners Association, Inc8 DocNameExhibit 1 Case 11-W-0472.pdf DocSize513.94 KB
7312/9/2011 DoctypeRulings DocTitleAqua Utilities, Inc., Aqua New York, Inc. and American Water Works Company, Inc., Ruling on Confidential Materials FilingCompanyPublic Service Commission7 DocName11W0472 Ruling.pdf DocSize33.61 KB
7411/21/2011 DoctypeReports DocTitleDPS Staff submits its Short Environmental Assessment Form. FilingCompanyNew York State Department of Public Service6 DocSize95.05 KB
7510/31/2011 DoctypeMotions DocTitleimage003.jpg FilingCompanyAmerican Water Works Company, Inc., Aqua New York, Inc., Aqua Utilities, Inc.5 DocNameimage003.jpg DocSize2.25 KB
7610/31/2011 DoctypeMotions DocTitleJoint Motion for Protective Order on behalf of American Water Works Company, Inc. Aqua Utilities, Inc. and Aqua New York, Inc. FilingCompanyAmerican Water Works Company, Inc., Aqua New York, Inc., Aqua Utilities, Inc.5 DocNameMotion - Oct 28.pdf DocSize60.56 KB
7710/31/2011 DoctypeMotions DocTitleCASE 11-W-0472 Protective Order 10-28. FilingCompanyAmerican Water Works Company, Inc., Aqua New York, Inc., Aqua Utilities, Inc.5 DocNameCASE 11-W-0472 Protective Order 10-28.pdf DocSize20.75 KB
789/13/2011 DoctypeLetters DocTitleAqua New York, Inc. and American Water Works Company, Inc., Letter to Mr. Richard T. Ronan, Chairman, Water Authority of Southeastern Nassau County, from Jaclyn A. Brilling in Response to Letters Dated July 11, 2011 and August 17, 2011 FilingCompanyPublic Service Commission4 DocNameRonan Letter.pdf DocSize38.08 KB
799/1/2011 DoctypeCorrespondence DocTitleWASNC submits a follow up letter to its previous letter received 7/18/11. (Received 8/22/11) FilingCompanyWater Authority of Southeastern Nassau County3 DocSize24.02 KB
809/1/2011 DoctypeComments DocTitleWASNC submits its comments. (Received 7/18/11) FilingCompanyWater Authority of Southeastern Nassau County2 DocNameAqua New York comment.pdf DocSize50.02 KB
819/1/2011 DoctypeTestimony DocTitleVarley Acquisition Testimony FilingCompanyAqua New York, Inc.1 DocNameAMWATER - VARLEY ACQUISITION TESTIMONY FINAL 090111.pdf DocSize60.09 KB
829/1/2011 DoctypePetitions DocTitleJoint Petition Aqua Utilities, Inc., Aqua New York, Inc. and American Water Works Company, Inc. for Approval of a Stock Purchase Agreement under which Aqua Utilities, Inc. will sell and American Water Works Company, Inc. will acquire 100% of the issued and outstanding capital stock of Aqua New York, Inc. FilingCompanyAqua New York, Inc.1 DocName090111_Petition and Exhibits FINAL FOR FILING.pdf DocSize7.64 MB
839/1/2011 DoctypePetitions DocTitleCover Letter and Method of Service Forms FilingCompanyAqua New York, Inc.1 DocName090111_Filing Letter and MOS Forms.pdf DocSize231.8 KB
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