New York State Department of Public Service





- Matter Master: 11-01859/11-W-0472
Matter Number: 11-01859 Case Number: 11-W-0472
Industry Affected: Water Company/Organization:
Aqua New York, Inc.
Matter Type: Petition Matter Subtype: Securities Issuance
Expand Related Matter/Case No: 15-W-0436

Document Type: Document Classification Help
Sr.No.Date FiledDocument TypeDocument TitleFiling On Behalf OfItem No.File Name File Size
1 5/31/2017 Reports RPCRC Report 2016
New York American Water Company, Inc. - Sea Cliff 74 NYAW fka Sea Cliff RAC-PTR Filing_RYE 3.31.17.pdf 157.59 KB
2 6/1/2016 Reports Annual Reconciliation Filing
Aquarion Water Company of Sea Cliff, Inc. 73 0491_001.pdf 3.36 MB
3 10/30/2015 Reports NYAW fka Sea Cliff RPT Compliance Filing to Secretary Burgess
Aquarion Water Company of Sea Cliff, Inc. 72 NYAW fka Sea Cliff RPT Compliance Filing to Secretary Burgess.pdf 96.81 KB
4 10/21/2015 Orders Order Authorizing Deferral and Use of Funds
Public Service Commission 71 463_15w0436 final.pdf 26.27 KB
5 9/14/2015 Petitions Sea Cliff RPT Waiver Request
New York American Water Company, Inc. 70 Sea Cliff RPT Waiver Request.pdf 40.44 KB
6 8/27/2015 Tariff CASE 11-W_0472 - Compliance filing pursuant to Commission Order issued April 20, 2012 - RRC2.
New York American Water Company, Inc. 69 html
7 7/2/2015 Reports NYAW fka Sea Cliff_3-31-2015 ESM filing
New York American Water Company, Inc. 68 NYAW fka Sea Cliff_3-31-2015 ESM filing.pdf 131.55 KB
8 7/2/2015 Reports NYAW fka NYWS_3-31-2015 ESM filing
New York American Water Company, Inc. 68 NYAW fka NYWS_3-31-2015 ESM filing.pdf 121.97 KB
9 7/2/2015 Reports NYAW fka Aqua NY_3-31-2015 ESM filing
New York American Water Company, Inc. 68 NYAW fka Aqua NY_3-31-2015 ESM filing.pdf 172.09 KB
10 6/1/2015 Reports RPCRC Mechanism Reconciliation Filing RYE 3.31.15
New York American Water Company, Inc. - Sea Cliff 67 RPCRC Mechanism Reconciliation Filing RYE 3.31.15.pdf 105.58 KB
11 7/28/2014 Tariff RPCRC
New York American Water Company, Inc. 66 html
12 7/28/2014 Tariff RRC2 Statement
New York American Water Company, Inc. 65 html
13 7/11/2014 Reports Update Letter to Secretary Burgess 07.11.2014 Sea Cliff District
New York American Water Company, Inc. 64 Update Letter to Secretary Burgess 07.11.2014 Sea Cliff District.pdf 122.96 KB
14 7/9/2014 Correspondence Former New York Water Service Earnings Calculation
New York American Water Company, Inc. 63 Case 11-W-0472_NYWS District EARNINGS SHARING RYE 3.31.14.pdf 118.71 KB
15 7/9/2014 Correspondence Former Aqua NY of Sea Cliff, Inc. Earnings Calculation
New York American Water Company, Inc. 63 Former Aqua NY of Sea Cliff, Inc. Earnings Calculation.pdf 116.25 KB
16 7/2/2014 Motions Request for exception from disclosure
Aquarion Water Company of Sea Cliff, Inc., New York American Water Company, Inc. f/k/a Long Island Water Corporation, New York American Water Company, Inc. f/k/a New York Water Service Corporation 62 NYAW Confidentiality Request_Tax and Financial Practices.pdf 43.53 KB
17 7/2/2014 Motions NYAW Confidentiality Request_Tax and Financial Practices
New York American Water Company, Inc. 61 NYAW Confidentiality Request_Tax and Financial Practices.pdf 43.53 KB
18 5/29/2014 Reports NYAW fka Sea Cliff RPCRC Mechanism Reconciliation Filing RYE
New York American Water Company, Inc. 60 Case 11-W-0472_NYAW fka Sea Cliff RPCRC Mechanism Reconciliation Filing RYE 3.31.14.pdf 129.33 KB
19 7/31/2013 Tariff RPCRC Effective 8/1/13
New York American Water Company, Inc. 59 html
20 7/11/2013 Correspondence Update letter regarding Revenue and Property Tax Reconciliation Mechanism for the Rate Year ended March 31, 2013.
New York American Water Company, Inc. 58 ~4686224.pdf 135.33 KB
21 7/8/2013 Correspondence Revised Schedules concerning the reconciliation of the Revenue and Property Tax Reconciliation Mechanism for the Sea Cliff District
New York American Water Company, Inc. 57 Update Letter to Acting Secretary Cohen 07.08.2013.pdf 133.5 KB
22 6/28/2013 Reports Earnings Calculation former Sea Cliff
New York American Water Company, Inc. 56 Former Sea Cliff ESM RYE 3.31.13.pdf 194.17 KB
23 6/28/2013 Reports Earnings Calculation former Aqua New York
New York American Water Company, Inc. 56 Former Aqua NY (upstate) ESM RYE 3.31.13.pdf 231.28 KB
24 5/31/2013 Reports Revenue and Property Tax Reconciliation Mechanism RYE March 31 2013
New York American Water Company, Inc. 55 NYAW.pdf 64.08 KB
25 5/1/2013 Plans and Proposals NYAW 5-Year Capital Expenditure Plan
New York American Water Company, Inc. 54 2013.05.01_NYAW 5-Year Capital Expenditure Plan.pdf 50.5 KB
26 5/1/2013 Plans and Proposals Attachment A
New York American Water Company, Inc. 54 Attachment A_2013 thru 2017 BP NYAW.pdf 27.49 KB
27 8/15/2012 Correspondence Submission of Journal Entries
Aqua New York, Inc. 53 Case 11-W-0472_Filing of Journal Entries.pdf 1.38 MB
28 7/12/2012 Rulings American Water Works Corporation, Ruling on Extension
Public Service Commission 52 11-W-0472 and 12-W-0217 Extension.pdf 31.09 KB
29 7/2/2012 Rulings Aqua Utilities, Inc., Aqua New York, Inc. and American Water Works Company, Inc., Ruling on Extension Request
Public Service Commission 51 11w0472 Extension letter.pdf 37.49 KB
30 7/2/2012 Correspondence AWW submits its requests an extension of the time to file until 8/15/12.
American Water Works Company, Inc. 50 11-W-0472 2012.07.02_Request for Extension of Time to File Journal Entries.pdf 42.52 KB
31 6/22/2012 Correspondence LIAW request for 30 day extension of time to file their 10-Year Strategic Plans to August 1, 2012
Long Island Water Corporation d/b/a Long Island American Water 49 2012.06.22_Request for Extension to file plan.pdf 35.12 KB
32 6/19/2012 Motions Motion for Extension of Time to File Affiliate Agreements
Aqua New York, Inc. 48 ~7937573.pdf 1.2 MB
33 6/12/2012 Correspondence Aqua New York submits Proof of Publication.
Aqua New York, Inc. 47 2012.06.12_Proof of Publication_Case 11-W-0472.pdf 6.42 MB
34 4/26/2012 Tariff NY Water Svc Tariff Leaf 82 Rev 11
New York Water Service Corporation 46 html
35 4/25/2012 Tariff NY Water Svc Revised Tariff Leaf
New York Water Service Corporation 45 html
36 4/25/2012 Tariff Aquarion Revised Tariff Leaf
Aquarion Water Company of Sea Cliff, Inc. 44 html
37 4/25/2012 Tariff Aqua NY Revised Tariff Leaf
Aqua New York, Inc. 43 html
38 4/20/2012 Orders Aqua Utilities, Inc., Aqua New York, Inc. and American Water Works, Order Approving Stock Acquisition
Public Service Commission 42 401_11w0472 Order Final.pdf 1.37 MB
39 4/19/2012 Press Releases Press Release - American Water Works Acquisition Approved
Public Service Commission 41 pr12032.pdf 20.86 KB
40 4/9/2012 Rulings Aqua Utilities, Inc., Aqua New York, Inc. and American Water Works Company, Inc., Ruling on Motion to Compel
Public Service Commission 40 11W0472 Ruling.pdf 30.38 KB
41 4/3/2012 Correspondence EMail Body.pdf
Public Service Commission 38 EMail Body.pdf 4.55 KB
42 4/3/2012 Motions American Water's Response to Willows Motion
American Water Works Company, Inc. 37 Motion to Compel -- AWW Response 4-3-12.pdf 32.75 KB
43 3/28/2012 Attachment Org Chart
Public Service Commission 36 0725_001.pdf 18.24 KB
44 3/28/2012 Correspondence Emailed correspondence from William M. Varley, President, LIAW, with org chart
Public Service Commission 36 EMail Body.pdf 6.96 KB
45 2/24/2012 Comments Senator Charles Fuschillo, Jr. and Assemblyman David McDonough submit their comments on behalf of their constituents.
New York State Legislature 35 49.85 KB
46 2/23/2012 Comments Nassau County Legislator Dave Denenberg submits his comments on behalf of his constituents.
Nassau County Legislature 34 Deneberg Letter Opposing American Waters Acquisition of Aqua.pdf 62.18 KB
47 2/23/2012 Correspondence The WHA submits its statement in opposition.
Willows Homeowners Association, Inc 33 Statement in Opposition.pdf 85.63 KB
48 2/23/2012 Joint Proposals and Stipulations AWW submits its statment in support of the Joint Proposal
American Water Works Company, Inc. 32 Case 11-W-0472 - American Water Statement in Support of JP 2-22-12 FINAL FILING COPY.pdf 84.26 KB
49 2/22/2012 Joint Proposals and Stipulations Aqua Utilities submits its statement in support of the Joint Proposal.
Aqua Utilities, Inc. 31 Aqua_statement_in_support_of_acquisition_JP.pdf 69.51 KB
50 2/22/2012 Joint Proposals and Stipulations The NYS DOS UIU submits its statement in support of the Joint Proposal.
New York State Department of State 30 UIU SIS (02-22-12).pdf 74.53 KB
51 2/22/2012 Joint Proposals and Stipulations Staff Statement in Support
New York State Department of Public Service 29 11-W-0472 Staff Statement in Support.pdf 929.72 KB
52 2/22/2012 Joint Proposals and Stipulations DPS Staff submits its Statement in Support of the Joint Proposal. - Cover letter
New York State Department of Public Service 29 11-W-0472 Staff Statement in Support Cover.pdf 27.78 KB
53 2/22/2012 Comments NYS Senator Charles J. Fuschillo, Jr and NYS Assemblyman David G. McDonough submit their comments on behalf of their constituents.
New York State Legislature 28 Sen. Fuschillo-Aqua Sale Proposal Comments.pdf 388.1 KB
54 2/22/2012 Rulings Aqua Utilities, Inc., Aqua New York, Inc. and Amarican Water Works Company, Inc., Procedural Ruling
Public Service Commission 27 11w0472 Ruling.pdf 26.12 KB
55 2/21/2012 Comments East Bay Civic Association submits its comments.
East Bay Civic Association 26 46.91 KB
56 2/15/2012 Comments The Town of Somers submits its letter of objection to the petition.
Town of Somers 25 Willow Water 2.15.2012.pdf 266.08 KB
57 2/15/2012 Rulings Ruling concerning Joint Proposal
Public Service Commission 24 EMail Body.pdf 4.2 KB
58 2/15/2012 Notices Aqua New York, Inc. and American Water Works, Notice Inviting Comments on Joint Proposal for Proposed Acquisition of Aqua New York, Inc., by American Water Works Company, Inc.
Public Service Commission 23 11w0472_Notice.pdf 47.63 KB
59 2/14/2012 Petitions Joint Petitioners submit Joint Proposal
American Water Works Company, Inc., Aqua New York, Inc., Aqua Utilities, Inc. 22 Case 11-W-0472 Joint Petition 2-13-12.pdf 912.86 KB
60 2/10/2012 Comments Aqua New York submits its letter in opposition to the Willows motion to consolidate.
Aqua New York, Inc. 21 aqua_ny_response_to_motion_to_consolidate v2.pdf 31.51 KB
61 2/10/2012 Comments DPS Staff submits its statement in opposition of the motion to consolidate.
New York State Department of Public Service 20 Case 11-W-0472 Opposition to Motion.pdf 17.66 KB
62 2/9/2012 Correspondence AWW submits its opposition to the WHA motion to consolidate.
American Water Works Company, Inc. 19 Case 11-W-0472 Response to Willows Motion to Consolidate 2-9-12.pdf 29.41 KB
63 2/8/2012 Motions The WHA submits its motion to consolidate.
Willows Homeowners Association, Inc 18 Motion to Consolidate.pdf 58.99 KB
64 2/3/2012 Correspondence Aqua New York submits its response to the motion to compel.
Aqua New York, Inc. 17 response_to_motion_to_compel.pdf 58.45 KB
65 2/2/2012 Correspondence Response of American Water Works Company, Inc. to the Willows' Motion to Compel
American Water Works Company, Inc. 15 Case 11-W-0472 AWW response to motion to compel 2-1-12 (1).pdf 21.25 KB
66 2/2/2012 Notices American Water Works Company, Inc., Notice Inviting Comments on Proposed Acquisition of Aqua New York, Inc.
Public Service Commission 14 11W0472_Notice.pdf 26.22 KB
67 1/31/2012 Motions Motion to Compel Responses to Discovery Requests from the Willows Homeowners Association, Inc.
Willows Homeowners Association, Inc 16 Motion to Compel Final Corrected.pdf 62.41 KB
68 1/17/2012 Rulings ALJ Epstein submits his Letter Ruling regarding the the suspension of the LIAW proceedings.
New York State Department of Public Service 12 EMail Body.pdf 44.62 KB
69 1/17/2012 Correspondence Response to ruling temporarily suspending proceedings
American Water Works Company, Inc. 11 Am Water Case 11-W-0472 Letter to ALJ Epstein 1-16-12 Final.docx 31.79 KB
70 1/12/2012 Comments WASNC comments and request to postpone any and all proceedings.
Water Authority of Southeastern Nassau County 10 Letter to PSC 1-11-12.pdf 47.09 KB
71 1/5/2012 Correspondence Notice of impending settlement discussions in the case to examine American Water Works Company's acquisition of Aqua New York and its subsidiaries New York Water Service Corporation and Aqua New York of Sea Cliff.
American Water Works Company, Inc. 9 Notice of Impending Settlement.pdf 43.48 KB
72 12/9/2011 Exhibits Exhibit 1
Willows Homeowners Association, Inc 8 Exhibit 1 Case 11-W-0472.pdf 513.94 KB
73 12/9/2011 Rulings Aqua Utilities, Inc., Aqua New York, Inc. and American Water Works Company, Inc., Ruling on Confidential Materials
Public Service Commission 7 11W0472 Ruling.pdf 33.61 KB
74 11/21/2011 Reports DPS Staff submits its Short Environmental Assessment Form.
New York State Department of Public Service 6 95.05 KB
75 10/31/2011 Motions image003.jpg
American Water Works Company, Inc., Aqua New York, Inc., Aqua Utilities, Inc. 5 image003.jpg 2.25 KB
76 10/31/2011 Motions Joint Motion for Protective Order on behalf of American Water Works Company, Inc. Aqua Utilities, Inc. and Aqua New York, Inc.
American Water Works Company, Inc., Aqua New York, Inc., Aqua Utilities, Inc. 5 Motion - Oct 28.pdf 60.56 KB
77 10/31/2011 Motions CASE 11-W-0472 Protective Order 10-28.
American Water Works Company, Inc., Aqua New York, Inc., Aqua Utilities, Inc. 5 CASE 11-W-0472 Protective Order 10-28.pdf 20.75 KB
78 9/13/2011 Letters Aqua New York, Inc. and American Water Works Company, Inc., Letter to Mr. Richard T. Ronan, Chairman, Water Authority of Southeastern Nassau County, from Jaclyn A. Brilling in Response to Letters Dated July 11, 2011 and August 17, 2011
Public Service Commission 4 Ronan Letter.pdf 38.08 KB
79 9/1/2011 Correspondence WASNC submits a follow up letter to its previous letter received 7/18/11. (Received 8/22/11)
Water Authority of Southeastern Nassau County 3 24.02 KB
80 9/1/2011 Comments WASNC submits its comments. (Received 7/18/11)
Water Authority of Southeastern Nassau County 2 Aqua New York comment.pdf 50.02 KB
81 9/1/2011 Testimony Varley Acquisition Testimony
Aqua New York, Inc. 1 AMWATER - VARLEY ACQUISITION TESTIMONY FINAL 090111.pdf 60.09 KB
82 9/1/2011 Petitions Joint Petition Aqua Utilities, Inc., Aqua New York, Inc. and American Water Works Company, Inc. for Approval of a Stock Purchase Agreement under which Aqua Utilities, Inc. will sell and American Water Works Company, Inc. will acquire 100% of the issued and outstanding capital stock of Aqua New York, Inc.
Aqua New York, Inc. 1 090111_Petition and Exhibits FINAL FOR FILING.pdf 7.64 MB
83 9/1/2011 Petitions Cover Letter and Method of Service Forms
Aqua New York, Inc. 1 090111_Filing Letter and MOS Forms.pdf 231.8 KB
 
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